Swedsec - Management and control functions

22 400 kr ex. VAT
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Web based training
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Teacher led training

For roles in management and control, Contento offers an intensive teacher-led three-day webinars. We recommend you to get the basic knowledge about options prior to the course days by taking our e-learning course “Derivatives and structured products”.

In addition to the three webinars you will receive:

The book Ledning och kontroll på värdepappersmarknaden by Torsten Örtengren.

Access to a learning portal with:

  • Preparatory e-learning courses
  • Full study material for the webinars.
  • Access to a forum where you can ask questions directly to the teacher

Call us for more information on 08-407 00 40.

Who is this for?

This training is for CEOs, other responsible managers and compliance officers. Some job roles in risk control and other risk functions may also benefit from this training.

Course content

Day 1 + 2 – Governance and internal control

Sub-area 1 + 3 (including capital requirements)

  • Corporate Governance
  • Control Features
  • Bank Resolution and Bank Recovery
  • Contracts and outsourcing
  • Remuneration policy
  • Risks and capital requirements (sub-area 2)
  • Standards
  • Rules on the Securities Market
  • Interventions and Sanctions
  • Authorization requirements
  • Customer protection rules
  • Information and reporting requirements

Day 3 – Financial economics, instruments and risks

Sub-area 2 (excluding capital requirements)

  • Financial economics and financial tools
  • Monetary policy, banking and financial markets
Reservation policy

Confirmation of the registration is sent out via e-mail. Look into the spam folder if you can’t find it. If you don’t receive any confirmation, please contact us at info@contento.se. Registration for distance courses is binding and cannot be cancelled. Registration for teacher-led classes is binding, but not personal, and can be transferred to another person within the same company. In case of rebooking or cancellation later than four weeks before the start of the course, 50 per cent of the course fee will be charged. If you rebook or cancel later than two weeks before the start of the course, the entire course fee will be charged. The cost for sent material is always charged. Invoicing takes place upon notification with payment terms 30 days. The course is available for 12 months from the notification. In case of illness with lecturers for teacher-led classes, we reserve the right to move one or more course days to another occasion. We are happy to welcome you as a course participant with us at Contento!