This course teaches you what you need to do in order to comply with applicable laws and regulations on financial advisory services. It includes, among other topics, needs analysis, information and documentation, good advise practice and duty of discourage.
The goal of this course is to teach you what you need to do to comply with applicable laws and regulations in financial advisory services.
It takes about 45 minutes to complete the course and the concluding knowledge test. Once you are approved and done you can print a certificate.